• Media type: E-Book
  • Title: It Pays to Set the Menu : Mutual Fund Investment Options in 401(k) Plans
  • Contributor: Pool, Veronika K. [Author]; Sialm, Clemens [Other]; Stefanescu, Irina [Other]
  • Corporation: National Bureau of Economic Research
  • Published: Cambridge, Mass: National Bureau of Economic Research, February 2013
  • Published in: NBER working paper series ; no. w18764
  • Extent: 1 Online-Ressource
  • Language: English
  • DOI: 10.3386/w18764
  • Identifier:
  • Reproduction note: Hardcopy version available to institutional subscribers
  • Origination:
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  • Description: This paper investigates whether mutual fund families acting as trustees of 401(k) plans display favoritism toward their own funds. Using a hand-collected dataset on retirement investment options, we show that poorly-performing funds are less likely to be removed from and more likely to be added to a 401(k) menu if they are affiliated with the plan trustee. We find no evidence that plan participants undo this affiliation bias through their investment choices. Finally, the subsequent performance of poorly-performing affiliated funds indicates that these trustee decisions are not information driven and are costly to retirement savers
  • Access State: Open Access