• Media type: E-Book
  • Title: Enforcement Waves and Spillovers
  • Contributor: Choi, Hae Mi [Author]; Karpoff, Jonathan M. [Other]; Lou, Xiaoxia [Other]; Martin, Gerald S. [Other]
  • Published: [S.l.]: SSRN, [2020]
  • Published in: European Corporate Governance Institute – Finance Working Paper ; No. 835/2022
  • Extent: 1 Online-Ressource (43 p)
  • Language: English
  • DOI: 10.2139/ssrn.3526555
  • Identifier:
  • Keywords: SEC ; misrepresentation ; fraud ; enforcement ; market efficiency
  • Origination:
  • Footnote: Nach Informationen von SSRN wurde die ursprüngliche Fassung des Dokuments September 12, 2019 erstellt
  • Description: We document that regulatory enforcement actions for financial misrepresentation cluster in industry-specific waves and that wave-related enforcement has information spillovers on industry peer firms. Waves and spillovers have significant effects on share prices. Early-wave target firms have the largest short-run losses in share values and the largest information spillovers on industry peer firms. Late-wave targets' short-run losses are smaller, but not because they involve less costly instances of misconduct. Rather, late-wave targets are subject to more information spillovers from earlier in the wave. These results indicate that prices efficiently incorporate changes in the likelihood a firm will face enforcement action for financial misconduct. As a result, short-window losses are biased measures of the total share price impact, particularly for firms whose financial misrepresentation is revealed late in an enforcement wave
  • Access State: Open Access