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Media type:
E-Book
Title:
According to Hudson, Financial Regulation is Concerned with Protecting Investors from the Risks Created by the Open Market
:
Examine the Validity of this Statement by Referring to the Markets in Financial Instruments Directive (EC)
Footnote:
Nach Informationen von SSRN wurde die ursprüngliche Fassung des Dokuments January 9, 2014 erstellt
Description:
This paper closely scrutinizes the Markets in Financial Instruments Directive (MiFID) paying particular attention to important parts of the preamble, investor protection instruments, whether or not a fiduciary relationship exists between an investor and a firm and the role that it plays as well as COBS focusing on the issue of communications. The discussion naturally leads to the question: To what extend has MiFID failed with regards to investment protection?